PDF《一、 市场概况 Market Overview》

目录TABLE OF CONTENTS

一、市场概况 Market Overview 市场概况 Market Overview…1 月度概况 Monthly Overview…2 年度概况 Annual Overview…4

二、证券指数 Stock Index 上证综指 SSE Composite Index…6 上证

180 指数 SSE

180 Index…7 上证

50 指数 SSE

50 Index…8 上证

380 指数 SSE

380 Index…9 国债指数 T-Bond Index…10 基金指数 Fund Index…11 沪深

300 指数 SHSE-SZSE

300 Index…12 各类指数年度概况和历史概况 Index Highlight Annually and Historically…13

三、上市公司 Listed Company 上市公司股份类别和行业分类的地区分布 Regional Distribution of Listed Companies by Stock Type and Sectors…14 上市公司行业分类概况 Overview of Listed Companies by Sectorial-type…15 上市公司股本结构 Share Structure and Market Size…17 证券发行 Securities Issued

18 证券上市 Securities Listed…20 上市公司送股、 配股 Bonus Share and Right Issue…24 市场筹资额统计 Type of Issue Method of Capital Raising…26 市盈率概况 P/E Ratio Summary

27 十种发行股本最大股票 Top

10 Stocks of Largest Issued Volume…28 十种市价总值最大股票 Top

10 Stocks of Largest Market Capitalization…28 十种流通股数最大股票 Top

10 Stocks of Largest Marketable Volume…29 十种流通市值最大股票 Top

10 Stocks of Largest Market Capitalization of Marketable Share…………………29

四、会员 Member 会员、营业部地区分布 Regional Distribution of Member Firms and Business Outlets…30 会员交易地区分布 Regional Distribution of Member Firms by Turnover Ranking…31 营业部交易地区分布 Regional Distribution of Business Outlets by Turnover Ranking…32 目录TABLE OF CONTENTS

五、证券交易 Market Report 每日成交概况 Highlight of Daily Transactions…40 信用交易 Credit Trading…44 A 股十种成交金额最大股票 Top

10 Most Active A Shares by Transactions Value…55 A 股十种流通股换手率最大股票 Top

10 Marketable A Shares by Rate of Highest Turnover……………………55 A 股十种涨幅最大股票 Top

10 Most Advanced A Shares…56 A 股十种跌幅最大股票 Top

10 Most Declined A Shares…56 B 股十种成交金额最大股票 Top

10 Most Active B Shares by Transactions Value…57 B 股十种流通股换手率最大股票 Top

10 Marketable B Shares by Rate of Highest Turnover……………………57 B 股十种涨幅最大股票 Top

10 Most Advanced B Shares…58 B 股十种跌幅最大股票 Top

10 Most Declined B Shares…58

六、投资者 Investor 帐户新开户状况表 Number of New Holder'

s Accounts…61 股票帐户新开户状况表 Number of New Shareholder'

s Accounts…61

七、市场资料 Appendix MARKET ACTIVITY(采用 WFE 统计口径)62 指标说明 TABLE OF CONTENTS I 成交股数 流通股数 成交股数 发行股数 到期本息和-买入价格 买入价格*持有年数 每股价格 每股净资产 股票价格 上年每股收益 总市值 总收益 ∑(收盘价*发行数量) ∑ (每股收益*发行数量) 指标说明?1.

统计范围:在本所上市交易和联网交易的各类证券,包括普通股(A 股、B 股) 、优先股、债券(政府债、信用债) 、基金、 期权等. ? 2.统计内容:包括本所上市的各类证券的交易状况和参与者的交易状况,上市公司的股本结构及财务状况,会员情况及其交易 状况等. ? 3.数据类型:证券数目及会员数目、股本、市值、市盈率、股价、指数等为月底和年底的时点数字,不具时可加性;

交易金额、 交易数量等为全年和某月的时期数字,具有时可加性,由相应时期内各交易日的实际数字累加而成. ? 4.误差:数字采用截尾方式计算,个别数字采用四舍五入方式计算. ? 5.价格单位:除B股价格指标采用美元标价,回购价格为该品种年收益率外,其他各类证券价格指标均以人民币元标价. ? 6.发行数量:指在交易所上市证券的已发行总量. ? 7.市价总值:指在交易所上市的证券在某一时点按市价与发行数量计算的总金额. ∑市价*发行数量 ? 8.流通数量:指在交易所上市证券的发行数量中可流通交易的数量 ? 9.流通市值:指在交易所上市的证券在某一时点按市价与流通数量计算的总金额. ∑市价*流通数量 ? 10.上年每股收益:指按上一年度末股本计算,分配到每一股的净利润. ? 11.到期年收益率: *100% ? 12.净资产倍率= ? 13.市盈率= 加权平均市盈率= = ? 14.上海证券交易所股价指数:

1 上证综指:样本股是在上海证券交易所上市的全部股票(A 股和 B 股) .以1990 年12 月19 日为基日,以该日所有股票的市 价总值为基期,基点指数为

100 点,自1991 年7月15 日起正式发布.

2 上证

180 指数:是1996 年7月1日起正式发布的上证

30 指数的延续,基点为

2002 年6月28 日上证

30 指数的收盘指数 3299.06 点,以当日收盘后的样本股调整市值为基期,2002 年7月1日正式发布.

3 上证

50 指数:从上证

180 指数的成份股中挑选规模大、流动性好的最具代表性的

50 只股票组成样本股.以2003 年12 月31 日为基日,以当日收盘后的样本股调整市值为基期,基点指数为

1000 点,自2004 年1月2日起正式发布.

4 上证

380 指数:基点为

1000 点,2010 年11 月29 日正式发布.

5 上证基金指数:样本股是所有在上海证券交易所上市的证券投资基金.上证基金指数以

2000 年5月8日为基日,以该日所 有证券投资基金市价总值为基期,基点指数为

1000 点,自2000 年6月9日起正式发布.

6 上证国债指数:以上海证券交易所上市的所有固定利率国债为样本,按照国债发行量加权而成.以2002 年12 月31 日为基 日,以当日收盘后的样本债券总市值为基期,基点指数为

100 点,自2003 年1月2日起正式发布. ? 15.流通股换手率: *100% 发行股份换手率: *100% ? 16.流通股换手率(WFE 口径) : *100% 股票成交金额 股票流通市值 指标说明 TABLE OF CONTENTS II Traded Volume Total Shares due principal and interest C buying price buying price * number of years to maturity price net assets per share price after C tax earnings per share last year ∑Total Market Capitalization ∑After C tax Earning buying price * number of years to maturity ∑(Price*Issued Volume) ∑ (After C tax Earning * Issued Volume Volume buying price * number of years to maturity Traded Volume Tradable Shares ? Definition ? 1.Products Included: All the securities Listed on the Exchange or traded on the Exchange via computer link. These securities include stocks (A shares &

B shares),Preferred Shares, bonds (G-bonds &

C-bonds), funds, and Options. ? 2.contents: Transaction of all the securities listed on the Exchange, participation of investors, shareholding structure and financial standing of the listed companies, member structure. ? 3.Statistics Classification: Number of securities, members, stock capital, market value, P/E ratio, stock prices and stock price indices are the month-end or year-end figures, not time addable. Traded value and volume are the year of month figures and are cumulative of the virtual figures in the trading days in the related time period. ? 4.Error: Calculation is conducted on an end out or rounding off basis. Due to the rounding off error, the figures of all the indicators added may not equal to the total amount. ? 5. Price unit: Except B shares which are marked by U.S.D., all other securities are marked by RMB. ? 6. Total capital issued: Total issued amount of each listed security. ? 7. Total marked capitalization: Figure indicating the aggregate of all listed securities, calculated by adding up the product of market priced of each security at a certain time and its issued volume. ∑Market Price * Issued Volume ? 8. Negotiable volume: Figure indicating the negotiable volume of all listed securities. ? 9. Negotiable market capitalization: Figure indicating the negotiable part of all listed securities, calculated by adding up the product of market price of each security at a certain time and its negotiable volume. ∑Market Price * Negotiable Volume ? 10. After-tax earnings per share: Net profit of every share in a fiscal year, using year-end weighted capital for calculation. ? 11. Earning Rate of Bonds: * 100% ? 12. Price Book Value = * 100% ? 13. Price Earning Ratio(P/E Ratio) = Weighted Average P/E Ratio = = ? 14. SHANGHAI STOCK EXCHANGE INDICES: 1) Constituents for SSE Composite Index are all listed stocks (A shares and B shares) at Shanghai Stock Exchange. The Base Day for SSE Index is December 19, 1990. The Base period is the total market capitalization of all stocks of that day. The Base Value is 100. The index was launched on July 15, 1991. 2) SSE

180 Index is an index continuing from SSE

30 Index. The Base Day for SSE

180 is June 28, 2002. The Base Value is 3299.06, which is the closing value of SSE

30 Index on the Base Day. The Base Period is the adjusted market capitalization of all constituents after closing on the Base Day. The Index was launched on July 1, 2002. 3) SSE

50 Index selects

50 largest stocks of good liquidity and representativeness from constituents of SSE

180 Index. The Base Day for SSE

50 Index is December 31, 2003. The Base Period is the total adjusted market capitalization for

50 constituents after closing on the Base Day. The Base Index is 1000. SSE

50 in........