PDF《April 2019》

3 Minimum Deposit Requirement Account Type Minimum Deposit Requirement Schwab Hong Kong U.S. Dollar Account Schwab Hong Kong U.S. Dollar accounts require a minimum deposit to open and maintain. Please contact Schwab for details. Commissions and Transaction Fees1 Stocks6 and American Depositary Receipts (ADRs) per Executed Trade Online2 $4.95 Broker-Assisted Online commission, plus $25 ETFs, including Schwab ETFsTM , participating in Schwab ETF OneSourceTM per Executed Trade7 Online $0 Broker-Assisted Online commission, plus $25 Note: Short sells and buys to cover for third-party ETFs participating in Schwab ETF OneSourceTM are subject to online commissions plus any additional fees. Schwab introduced online trading for foreign ordinary shares that are traded on the U.S. over-the-counter market. The commissions and appli- cable fees for foreign stock transactions are as follows: Foreign Stock Transactions3 Trades placed on the U.S. over-the-counter (OTC) market Online2 $4.95 plus a $50 foreign transaction fee4 Broker-assisted $79.95 (Online commission of $4.95 plus $25 for broker assistance, plus a $50 foreign transaction fee4 ) Trades placed directly on a foreign exchange Online Not available Broker-assisted5 The greater of $100 or 0.75% of principal, with no maximum

1 Excluding mutual funds, commissionable trades that execute over more than one day will be charged a separate commission for each additional day;

each separate commission will apply to the portion of the trade exe- cuted on the corresponding additional day. Trade orders for which price or quantity are changed by the client and, as a result, execute over multiple trades on the same day are each charged a separate commission.

2 Up to 999,999 shares can be placed per trade.

3 These fees apply to trades of foreign ordinary shares placed directly on a foreign exchange or on the U.S. over-the-counter (OTC) market.

4 Transactions for foreign ordinary shares that take place on the U.S. over- the-counter (OTC) market incur additional custody, clearing, and settle- ment expenses. A foreign transaction fee is added to trades placed on the U.S. over-the-counter (OTC) market for these shares through all channels The commission and foreign transaction fees will be combined and will appear as one line item ($54.95 or $79.95), labeled Commission, on your trade confirmation.

5 For broker-assisted trades of foreign stock placed exclusively on a foreign exchange or on a foreign exchange and on the U.S. over-the-counter market simultaneously: The fee is the greater of $100 or 0.75% of principal, with no maximum.

6 These fees also apply to trades of Canadian stocks and stocks of foreign incorporated companies that are listed on the U.S. or Canadian exchanges or whose trades clear and settle in the U.S. or Canada.

7 The Schwab Exchange-Traded Funds? (Schwab ETFs?) are distributed by SEI Investments Distribution Co. (SEI). Charles Schwab Investment Management, Inc. (CSIM) serves as the registered investment adviser to Schwab ETFs?. CSIM is a wholly owned subsidiary of The Charles Schwab Corporation and an affiliate of Charles Schwab &

Co., Inc., none of which are affiliated with SEI. 最低存款要求 帐户种类 最低存款要求 香港嘉信理财美元 帐户 开设及维持「香港嘉信理财美元帐户 」均设有最低存 款要求 .请与嘉信理财联络了解详情. 佣金及交易费1 股票6 与美国预托证券(ADR)每一笔执行的交易 网上交易2 $4.95 经纪辅助 网上佣金,另收? $25 参与嘉信 OneSourceTM 计划的ETF (包括嘉信ETF) 每一笔执行的交易7 网上交易 $0 经纪辅助 网上佣金,另收? $25 注:参与嘉信OneSourceTM 的第三方ETF的卖空和买入需要交付网上佣金和任 何额外费用. 嘉信理财就美国场外市场交易的外国一般股票提供网上交易服务.这些外国 证券交易的佣金及适用的交易费用如下? : 外国股票交易3 美国场外市场进行的交易 网上交易2 $4.95,另加? $50? 外国交易费用4 经纪协助 $79.95?(网上佣金? $4.95? 加?$25?经纪协助费用,另加?$50?外国交易费用4) 直接於外国交易市场进行的交易 网上交易 尚未提供 经纪协助5 $100? 或本金的?0.75%, 以较高者为准, 不设上限