PDF《中国证券登记结算统计年鉴》

中国证券登记结算统计年鉴

2009 China Securities Registration and Settlement Statistical Yearbook 中国证券登记结算公司 China Securities Depository and Clearing Corporation Limited 目录 目录2009 年登记结算业务运行及发展情况 AN OVERVIEW OF SECURITIES DEPOSITORY, CLEARING AND SETTLEMENT IN

2009 4

一、证券登记结算业务运行情况

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一、登记结算概况 OVERVIEW

8 1.

1 概况SUMMARY.8 1.2 各月概况 SUMMARY FOR EACH MONTH.10

二、投资者 INVESTOR

13 2.1 股票账户情况 STOCK ACCOUNT SUMMARY

13 2.2 基金账户情况表 FUND ACCOUNT SUMMARY.13 2.3 开通创业板功能的自然人A股账户情况表.14 2.4 各年投资者累计开立股票账户总数NUMBER OF STOCK ACCOUNTS ACCUMULATED.15 2.5 各年投资者新增股票开户数NUMBER OF NEW STOCK ACCOUNTS FOR EACH YEAR

16 2.6 各年投资者期末股票账户数TOTAL NUMBER OF STOCK ACCOUNTS BY THE END OF EACH YEAR

17 2.7 各月投资者新增股票开户数NUMBER OF NEW STOCK ACCOUNTS FOR EACH MONTH.18 2.8 各月投资者新销股票账户数NUMBER OF STOCK ACCOUNTS CLOSED IN EACH MONTH

19 2.9 各月月末股票账户数 TOTAL NUMBER OF STOCK ACCOUNTS BY THE END OF EACH MONTH.20 2.10 投资者A股账户开户地区分布 REGIONAL DISTRIBUTION OF A-SHARE ACCOUNTS.21 2.11 投资者B股账户开户地区分布REGIONAL DISTRIBUTION OF B-SHARE ACCOUNTS.22 2.12 A股有效账户最近一年参与二级市场集中交易及期末持仓情况表.23 2.13 年末A股账户市值分布表

24 2.14 自然人A股账户持有人期末年龄分布表

24 2.15 投资者服务情况SERVICES FOR INVESTORS.24

三、开户代理机构ACCOUNT-OPENING AGENCIES

26 3.1 各年开户代理机构、代办点数 NUMBER OF ACCOUNT-OPENING AGENCIES AND AGENCY OFFICES.26 3.2 年末A股账户开户代理机构地区分布 REGIONAL DISTRIBUTION OF A-SHARE ACCOUNT-OPENING AGEN

26 CIES 3.3 年末B股账户开户代理机构地区分布REGIONAL DISTRIBUTION OF B-SHARE ACCOUNT-OPENING AGENCIES

27 3.4 年末A股账户开户代办点地区分布REGIONAL DISTRIBUTION OF A-SHARE ACCOUNT-OPENING AGENCY OFFICES

29 3.5.1 沪市开户代理机构一览表THE OVERVIEW OF ACCOUNT-OPENING AGENCIES OF SHANGHAI

30 3.5.2 深市开户代理机构一览表THE OVERVIEW OF ACCOUNT-OPENING AGENCIES OF SHENZHEN

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四、发行人ISSUER

37 4.1 年末证券发行人家数NUMBER OF SECURITIES ISSUERS

37 4.2 本年证券发行情况 SECURITIES ISSUED

37 4.3A 本年沪市新发行股票一览表NEW ISSUED STOCKS IN SHANGHAI.39

1 中国证券登记结算有限责任公司 China Securities Depositoryand Clearing Corporation Limited 4.3B 本年深市新发行股票一览表NEW ISSUED STOCKS IN SHENZHEN.39 4.4A 本年沪市新发行债券一览表NEW ISSUED BONDS IN SHANGHAI.41 4.4B 本年深市新发行债券一览表NEW ISSUED BONDS IN SHENZHEN.45 4.5 本年股票发行地区分布REGIONAL DISTRIBUTION OF STOCKS ISSUED.46 4.6 年末股本结构CAPITALIZATION STRUCTURE

47 4.7 证券质押情况SECURITIES PLEDGE.49 4.8 证券冻结情况SECURITIES FROZEN.49 4.9 本年为上市公司代发现金红利情况 DIVIDEND DISTRIBUTION OF LISTED COMPANIES

49 4.10A 沪市上市公司红利分配一览表SUMMARY FOR DIVIDEND DISTRIBUTION OF LISTED COMPANIES IN SHANGHAI.50 4.10B 深市上市公司红利分配一览表SUMMARY FOR DIVIDEND DISTRIBUTION OF LISTED COMPANIES IN SHENZHEN.62 4.11A 沪市上市公司送股一览表SUMMARY FOR BONUS SHARE OF LISTED COMPANIES IN SHANGHAI

73 4.11B 深市上市公司送股一览表SUMMARY FOR BONUS SHARE OF LISTED COMPANIES IN SHENZHEN