PDF《Account No.:》

Account No.

: 帐户号码KVB KUNLUN SECURITIES (HK) LIMITED 昆仑国际证券(香港)有限公司CLIENT SERVICES AGREEMENT 客户服务协议April

2017 CONTENTS 目录 SECTION A - CLIENT INFORMATION 客户资料

1 CLIENT INFORMATION STATEMENT - PERSONAL 客户资料-个人

1 CLIENT INFORMATION STATEMENT - CORPORATE 客户资料报表-公司

4 CORPORATE BOARD RESOLUTION 公司决议

7 PERSONAL GUARANTEE 个人担保

8 AUTHORIZED PERSON INFORMATION 获授权人士资料

9 SECTION B - CLIENT SERVICES AGREEMENT 客户服务协议

10 PART I - DEFINITIONS 定义

10 PART II -GENERAL TERMS AND CONDITIONS 一般条款

13 PART III - ADDITIONAL TERMS APPLICABLE TO RESPECTIVE ACCOUNTS AND SERVICES 各帐户及服务所适用之附加条款

29 SCHEDULE A - ADDITIONAL TERMS FOR CASH ACCOUNT 现金帐户之附加条款

29 SCHEDULE B - ADDITIONAL TERMS FOR MARGIN ACCOUNT 保证金帐户之附加条款

31 SCHEDULE C - ADDITIONAL TERMS FOR ELECTRONIC TRADING SERVICE 电子交易服务之附加条款

35 SCHEDULE D C ADDITIONAL TERMS FOR NEW LISTING OF SECURITIES 新上市证券之附加条款

37 PART IV- RISK DISCLOSURE STATEMENT 风险披露声明

39 PART V - EXECUTION OF CLIENT SERVICES AGREEMENT 客户服务协议的确立

43 SECTION C - STANDING AUTHORITY ON MARGIN CLIENT SECURITIES AND SECURITIES COLLATERAL

44 客户证券及证券抵押品常设授权书 SECTION D - DATA PRIVACY POLICY 私隐政策

45 1 SECTION A - CLIENT INFORMATION 客户资料 CLIENT INFORMATION STATEMENT - PERSONAL 客户资料报表-个人 Type Of Account CASH 现金 Individual (Please comlete part l) 个人户口(请填写第丨部份) 户口类别 MARGIN 保证金 Joint Name(Please complete part|&

II) 联名户口(请填写第丨及第Ⅱ部分) |.Primary Account Holder 基本户口持有人 ?.Secondary Account Holder 附属户口所有人 A. Personal Information 个人资料 A. Personal Information 个人资料 Mr 先生 Mrs 太太 Ms 小姐 English Name 英文姓名: Mr 先生 Mrs 太太 Ms 小姐 English Name 英文姓名: Chinese Name 中文姓名: Chinese Name 中文姓名: HKID Card / Passport No.香港身份证/护照号码: HKID Card / Passport No.香港身份证/护照号码: Date of Birth (dd/mm/yy)出生日期(日/月/年) Date of Birth (dd/mm/yy)出生日期(日/月/年) Nationality 国籍: Nationality 国籍: Residential Address 住址: Residential Address 住址: Years in residence 居住年数: Years in residence 居住年数: Type of residence 居所类别: self-owned 自置 live with parents 与父母同住 mortgaged 按揭 rented 租住 others 其他 Correspondence Address (if different from above) 通讯地址(如与上址不同): Type of residence 居所类别: self-owned 自置 live with parents 与父母同住 mortgaged 按揭 rented 租住 others 其他 Correspondence Address (if different from above) 通讯地址(如与上址不同): Home Tel 住宅

电话: Home Tel 住宅

电话: Mobile 手机: Mobile 手机: Fax 传真: Fax 传真: Email 电邮: Email 电邮: Phone Password 电话密码: B. Occupation Information 就业资料 B. Occupation Information 就业资料 employed 受雇 self-employed 自雇 employed 受雇 self-employed 自雇 retired 退休 unemployed 无业 retired 退休 unemployed 无业 Company Name 公司名称: Company Name 公司名称: Nature of Business 业务性质: Nature of Business 业务性质: Position 职位: Position 职位: Company Address 公司地址: Company Address 公司地址: Office Tel 办公室

电话: Office Tel 办公室

电话: