PDF《Account No.:》

2 Fax 传真: Email 电邮: Years of service in current company 在现公司服务年数: Years of service in current profession 在现职业服务年数: Are you a director or an employee of any exchange participant of the HK Stock Exchange or any licensed or registered person of HK SFC? 阁下是否联交所之交易所参与者或证监会之持牌人士或注册人士之董事 或雇员? Yes (please enclose an employer consent letter) No 是(请附雇主同意信) 否Bank Name 银行名称: Account Name 户名称: Fax 传真: Email 电邮: Years of service in current company 在现公司服务年数: Years of service in current profession 在现职业服务年数: Are you a director or an employee of any exchange participant of the HK Stock Exchange or any licensed or registered person of HK SFC? 阁下是否联交所之交易所参与者或证监会之持牌人士或注册人士之董事 或雇员? Yes (please enclose an employer consent letter) No 是(请附雇主同意信) 否Bank Address 银行地址: Account Number 户号码: Do you have experience in securities trading?阁下是否有股票投资经验? No 否yes years of experience 是,经验年数 年Do you have experience in other investment trading?阁下是否有其他投资买卖经验? No 否Yes 是Futures, years of experience Options, years of experience Commodities, years of experience 期货,经验年数 期权,经验年数 商品,经验年数 Foreign Exchange, years of experience Other, pls specify / years of experience 外汇,经验年数 其他,请注明 经验年数 How much do you plan to put into securities trading investment?阁下计划用作股票买卖投资的金额? Under 低於 HK$100,000 HK$100,000 - 499,999 HK$500,000 - 999,999 Over 高於 HK$1,000,000 What level of risk could you tolerate? (in percentage of loss in relation to your portfolio)阁下能够承受的风险程度?(亏损占阁下投资组合百份比) 20% 30% 40% 50% More than 超过 50% What is your investment objective? (i) Long Term 长期投资 Medium Term 中期投资 Short Term 短期投资 阁下的投资目标是? (ii) Speculative 投机 Hedging 对冲 Others, pls specify 其他,请注明 Have you ever declared bankruptcy?阁下曾否宣布破产? No 否Yes, please provide date and details 是,请提供曰期及详情 Is your spouse a margin client of KVB Kunlun Securities (HK) Ltd?阁下之配偶现在是否持有昆仑国际证券(香港)有限公司之保证金帐户? No 否Yes,spouse name 是,配偶姓名 ,account no.户口号码 Do you and/or your spouse control 35% or above of the voting rights of another margin client of KVB Kunlun Securities (HK) Ltd? 阁下及/或阁下之配偶有否持控昆仑国际证券(香港)有限公司另一保证金帐户当中百分之三十五或以上之表决权? No 否Yes, account name 是,户口名称 ,account no.户口号码 Annual Income 每年收入 Under 低於 HK$25,000 HK$50,000 - 99,999 HK$250,000-499,999 HK$25,000-49,999 HK$100,000-249,999 Over 高於 HK$500,000 Liquid Assets 流动资产 Unde 低於 HK$25,000 HK$50,000-99,999 HK$500,000 - 999,999 HK$25,000-49,999 HK$100,000-499,999 Over 高於 HK$ 1,000,000 Total Net Worth 总资产净值 Under 低於 HK$25,000 HK$50,000-99,999 HK$500,000 - 999,999 HK$25,000 - 49,999 HK$100,000-499,999 Over 高於 HK$ 1,000,000 D. Financial Background and Trading Experience (If Joint Account, check box based on combined information) 财务背景及交易经验(联名户口持有人合并计算) C. Bank Information 银行资料

3 Name 姓名: Date 曰期: Principal 主事人 Nominee, pls specify ultimate beneficiary 代名人,请指明最终受益人 .&