PDF《April 2019》

April

2019 2019年? 4月Charles Schwab Hong Kong Pricing Guide for Individual Investors 香港嘉信理财个人投资者收费指引 Pricing information in this Guide amends and supersedes prior versions you may have received.

本指引的收费资料为修改及取代您或已在较早前收到的收费指引. The most recent pricing information is available at schwab.com/hkpricingguide. 最新的收费资料在schwab.com.hkpricingguide上提供.

2 Contents Introduction.2 Definitions.2 Minimum Deposit Requirement.3 Commissions and Transaction Fees.3 Account Activity Fees.5 Special Service Fees.6 Charles Schwab, Hong Kong, Ltd. reserves the right to change or waive fees at our discretion, subject to notification in accordance with applicable laws and regulations. Introduction Schwab provides a broad range of value-added services, some of which have associated fees. This document provides you with an overview of standard pricing for commission rates, transaction fees and key account charges and service fees. Information detailed in this Guide applies to Charles Schwab, Hong Kong, Ltd. clients. Commissions and fees described in this Guide are stated in U.S. dollars. Not all products and services are available in all countries, and may be subject to country-specific restrictions. Certain clients may have a different pricing structure based on assets or activities in their accounts at Schwab. Definitions Accounts of Your Household―Accounts that have been linked in accor- dance with Schwab'

s householding guidelines. Schwab makes a reason- able effort to automatically link qualified accounts of persons with the same last name at the same home address. Schwab aggregates the balances and activities of Accounts of Your Household to determine for your brokerage accounts: commission rates, whether those accounts may qualify for certain fee waivers, and whether those accounts may qualify for certain benefits or features ( Household Calculations ). Schwab may consider other accounts to be in your household upon your request if account holders are in the same family, there is a dependent relationship, or in certain other similar instances at Schwab'

s discretion. You are responsible for identifying accounts that should be linked for purposes of determining Accounts of Your Household and Household Calculations. For example, if you or other members of your family who reside at your home address have a different last name (including a spouse, if applicable), you need to contact Schwab to request that we combine your accounts for purposes of Household Calculations. If an account is added to Accounts of Your Household, any impact on Household Calculations may not take effect until the following quarter. Direct Access Trading―A feature that allows trades to be placed directly through an electronic communications network, market maker or exchange. Household Balance―The total combined value, over a given period of time, of the assets in Accounts of Your Household, including margin balances. In order to determine qualification for any fee waiver, interest rate and/or commission price, Schwab will add up your daily Household Balances for the applicable time period, and then divide this total by the number of days in the period. Minimum Deposit Requirement―The minimum amount that must be deposited and maintained in an account to avoid account closure. Online Trades―Trades placed through schwab.com.hk, StreetSmart.com? , StreetSmart Pro? , StreetSmart Edge? , Schwab Mobile, or Schwab software. 目录 简介.2 释义.2 最低存款要求.3 佣金及交易费.3 帐户服务费用.5 特别服务费.6 嘉信理财香港有限公司保留更改或豁免收费之决定权, 并将根泄胤杉肮 例而给予通知. 简介 嘉信理财提供多项增值服务,部分须收取相关费用.本指引为您提供佣金收 费、交易费、主要帐户收费及服务费用的资料. 本指引的资料适用於嘉信理财香港有限公司的客户.本指引所列之佣金及收费 以美元为单位.产品及服务可能受个别国家之限制所约束 ,并非於所有国家均 有提供. 因部分客户之嘉信理财帐户资产或活动有所不同,其收费模式亦可能有所分 别. 释义 您的住户帐户 一 根涡爬聿谱』е敢岬恼驶.嘉信理财尽可能自动连 结同一住址、同一姓氏的客户的合资格帐户. 嘉信理财合计您的住户帐户的结余和活动以决定您经纪帐户的以下事宜?:?佣金 收费、帐户是否合资格享有部分费用豁免、帐户是否合资格享有部分优惠或服 务?(「住户计算」 ). 如帐户持有人於同一家庭或有供养关系,或为嘉信理财决定之同类例子,嘉信 理财可能根囊蟀哑渌驶扇肽淖』.您须确认应连结之帐户以 决定您的住户帐户及住户计算.例如,如您或居於您住址的其他家庭成员有不 同姓氏?(包括配偶,如适用),您需要联络嘉信理财,让我们连结您的帐户以便作 住户计算.如帐户已加入您的住户帐户,任何对住户计算的影响将於下一季方 开始生效. 直接交易 一 此功能让您直接透过电子网络、市场庄家或市场交易所进行买 卖. 住户结余 一 在特定时间内,您的住户帐户资产的总结合价值,包括保证金结 余.为决定是否合资格享有任何收费豁免、特惠利率及/或佣金,嘉信理财将 把有关时间内您的每日住户结余加起来,并把此金额除以期限内的日数 计算. 最低存款要求 一 为避免帐户结束而必须存入并维持之最低金额. 网上交易 一 通过? schwab.com.hk,StreetSmart.com? ,StreetSmart Pro? ,StreetSmart Edge?,Schwab Mobile, 或以嘉信软件进行的交易.