PDF《April 2019》

1 互惠基金除外,收取佣金的交易如执行多於一日 ,嘉信理财将对每一额外日收 取各别的佣金收费,而每项各别的佣金收费将适用於在相关额外日执行的交 易部分.如客户更改交易指示的价钱或数量,导致数项交易於同一日执行,则 每项交易将收取各别的佣金.

2 每次交易可买卖最多?999,999?股股票.

3 此等费用适用於直接在外国交易市场或於美国场外市场进行的外国普通股的 交易.

4 在美国场外市场上进行的外国普通股的交易涉及额外的托管、结算及交收费 用.股份在美国场外市场上进行的此等股份交易则另收取外国交易费.佣金 和外国交易费将合并, 并於您的交易确认书上显示? ($54.95? 或? $79.95)? 为一项 「佣金」 .

5 仅於外国交易市场,或同时於外国交易市场及美国场外市场进行的经纪协助 外国股票交易? s 费用为? $100? 或本金的? 0.75%? (以较高者为准及不设上限).

6 :这些费用也适用於加拿大的股票交易, 以及在美国或加拿大证券交易所挂牌 上式的外国企业的股票,或者在美国或加拿大交割结算的股票.

7 嘉信交易所买卖基金(Schwab ETFs?) 由SEI投资分销公司 (SEI)分销.嘉 信理财投资管理公司 (CSIM)是Schwab ETFs?的注册投资顾问.CSIM是嘉 信集团的全资子公司,也是嘉信理财有限公司的附属公司, 其中没有一家和 SEI有联属关系.

4 Offshore Mutual Fund Transaction Fees per Executed Trade Some funds may also charge sales and/or redemption fees. Please read the prospectus for details. You can buy shares through Schwab without incurring transaction or service charges. Note: For information about offshore funds (funds registered outside the U.S. for purchase by non-U.S. persons only), please call us. Fixed Income Investments Schwab reserves the right to act as principal on any fixed income transaction, public offering, or securities transaction. When Schwab acts as principal, the bond price includes our transaction fee (outlined below) and may also include a markup that reflects the bid-ask spread and is not subject to a minimum or maximum. When trading as principal, Schwab may also be holding the security in its own account prior to selling it to you and, therefore, may make (or lose) money depending on whether the price of the security has risen or fallen while Schwab has held it. When Schwab acts as agent, a commission will be charged on the transaction. Online Pricing Broker-Assisted Pricing Treasury Bills, Notes, Bonds and TIPS (Secondary and A........