PDF《表B2 - 新上市公司数目按股票种类划分》

Table B2 - Number of Newly Listed Companies by Stock Type 表B2 - 新上市公司数目按股票种类划分 As at end 截至 Main Board 主板 GEM 创业板 Number of Newly Listed Companies 新上市公司数目^ Of which 其中 Number of Newly Listed Companies 新上市公司数目 Of which 其中 Red chips* 红筹* H-shares* H 股* Red chips* 红筹* H-shares* H 股*

1997 82

14 16 n.

a. n.a. n.a.

1998 32

4 2 n.a. n.a. n.a.

1999 31

4 3

7 1

0 2000

43 2

3 47

0 3

2001 31

3 3

57 0

5 2002

60 2

4 57

0 12

2003 46

2 10

27 0

8 2004

49 5

8 21

2 9

2005 57

4 9

10 0

3 2006

56 2

17 6

0 6

2007 82

7 9

2 0

0 2008

47 0

6 2

0 1

2009 68

2 6

5 0

0 2010

106 3

12 7

0 0

2011 88

1 12

13 0

0 2012

52 1

10 12

0 0

2013 87

2 11

23 1

0 2014

103 13

21 19

2 0

2015 104

14 30

34 0

2 2016

81 3

15 45

0 0

2017 94

0 11

80 0

2 2018

143 2

16 75

0 0

2017 Q4 第4季35

1 3

25 0

0 2018 Q1 第1季36

1 2

33 0

0 Q2 第2季22

1 3

17 0

0 Q3 第3季41

0 5

17 0

0 Q4 第4季44

0 6

8 0

0 * Following the definitions of HKEx, ? H-share companies refer to companies incorporated in the PRC and approved by the CSRC for a listing in Hong Kong. The par value of the shares of these Chinese enterprises is denominated in RMB, and the shares are subscribed for and traded in HKD or other currencies. ? Red chip companies refer to companies which ? have at least 30% shareholding held in aggregate by Mainland China entities, and/or indirectly through companies controlled by them, with the Mainland China entities being the single largest shareholders in aggregate terms. Or ? if the shareholding of the company held in aggregate directly and/or indirectly by Mainland China entities is below 30% but is 20% or above and there is a strong influential presence, on a judgemental basis, of Mainland China-linked individuals on the company's board of directors. Mainland China entities include state-owned enterprises, and entities controlled by provincial and municipal authorities. ^ Newly listed companies included listed through Initial Public Offerings, by Introduction or transfer from GEM;

but excluded listed securities other than equities such as REITs and government bonds. Remark: Figures prior to

1997 are available from the SFC Quarterly Bulletin,

2003 Winter Issue (Issue No.54, Hong Kong Markets). Source: HKEx * 根愀哿辖灰姿亩ㄒ, ? 「H 股公司」指那些在中华人民共和国注册成立并获得中国证监会批准来港上市的公司.这些中国企业股份的票面值以人民币定价,而以港币或其他 货币认购及买卖. ? 「红筹公司」指: ? 至少有 30%股份由中国内地实体直接持有的公司;

及/或该公司由中国内地实体透过其所控制并属单一最大股东的公司间接持有;

又或 ? 由中国内地实体直接及/或间接持有的股份合共不足 30%,但达到 20%或以上,而与中国内地有联系的人士在该公司的董事会内有重大影响力的公 司. 中国内地实体包括国营企业及由国内的省、市机关所控制的实体. ^ 新上市公司包括透过首次公开招股,以介绍形式上市或从创业板转板的公司,但不包括股票以外之上市证券如房地产投资信托基金及政府债券. 备注:1997 年前数仂吨ぜ嗷峒究,2003 年冬季 (第54 期,香港市场) 资料来源:香港交易所