PDF《秦皇岛港股份有限公司》

0 Unknown Overseas legal ?person State-owned Assets Supervision ? &

Administration Commission ? of the People'

s Government of ? Qinhuangdao City 621,455,485 11.12 621,455,485 Nil State Hebei Construction Investment ? Transportation Investment Co., ? Ltd.* (河北建投交通投资 有限公司) 209,866,757 3.76 209,866,757 Nil State-owned ? legal person Account No.

1 of National ? Council for Social Security ?Fund* (全国社会保障基金理事会 ? 转持一户) 55,231,976 0.99 55,231,976 Nil Others Daqin Railway Co., Ltd. 42,750,000 0.77 42,750,000 Nil State-owned ? legal person China Shipping (Group) ?Company 41,437,588 0.74 41,437,588 Nil State-owned ? legal person Shougang Enterprises Group ? Co., Ltd. 41,437,588 0.74 41,437,588 Nil State-owned ? legal person China Life Investment Holding ? Company Limited 41,437,588 0.74 41,437,588 Nil State-owned ? legal person Datong Coal Mine Group ? Co., Ltd. 41,437,588 0.74 41,437,588 Nil State-owned ? legal person Beijing Enterprises Group ? Company Limited 41,437,588 0.74 41,437,588 Nil State-owned ? legal person

6 Shareholdings of top ten shareholders not subject to trading restriction Name of shareholders Number of shares not subject to trading restriction Class and number of shares Class Number HKSCC Nominees Limited 828,398,500 Foreign shares listed overseas 828,398,500 Tibet Mutual Venture Investment ? Partnership (Limited Partnership)* ? (西藏共济创业投资合夥企业) 2,002,355 RMB ordinary shares 2,002,355 HOU Liyuan 1,904,100 RMB ordinary shares 1,904,100 GUAN Yanhong 1,600,500 RMB ordinary shares 1,600,500 YIN Hong 1,160,500 RMB ordinary shares 1,160,500 HUANG Suzhen 1,054,800 RMB ordinary shares 1,054,800 QU Mingshu 1,017,200 RMB ordinary shares 1,017,200 CHEN Qingqiu 916,600 RMB ordinary shares 916,600 YI Gangquan 910,000 RMB ordinary shares 910,000 HUANG He 870,200 RMB ordinary shares 870,200 Explanations on the connected relationship ? or connected-party relationship among ? the aforementioned shareholders Among the above shareholders, Hebei Port Group Co., Ltd.* is the controlling shareholder of the Company. It is not aware that there are any other shareholders above with related party relationship or acting in concert under the relevant provisions. Holders of preference shares with restored ? voting rights and their shareholdings Not applicable 2.3 Total number of and top ten holders of preference shares and their unrestricted shareholdings as at the end of the reporting period Applicable

3 Not applicable

7 III. MATERIAL MATTERS 3.1 Details and reasons for significant changes of major accounting statement items and financial indicators

3 Applicable Not applicable 1. As at

30 September 2017, cash and bank balances amounted to RMB3,964,555,771.44, representing an increase of 113.49% from the beginning of the year, which was mainly due to the receipt of proceeds from the initial public offering of A shares by the Group. In addition, cash and bank balances increased as a result of the increase in the revenue of the Group. 2. As at

30 September 2017, bills receivable amounted to RMB233,717,760.66, representing an increase of 158.00% from the beginning of the year, which was mainly due to the increase in receivables from business settled in bills of the Group. 3. As at

30 September 2017, prepayments amounted to RMB5,404,547.78, representing a decrease of 53.40% from the beginning of the year, which was mainly due to the reclassification of the relevant amounts upon the completion of prepayment items of the Group. 4. As at