PDF《Harbin Bank Co., Ltd. *》

Please use this form if you want the Hong Kong Offer Shares to be issued in your name 如 阁下欲以本身名义登记将获发行的香港发售股份,请使用本表格 This Application Form uses the same terms as de?ned in the prospectus of Harbin Bank Co.

, Ltd. (the Bank ) dated

19 March

2014 (the Prospectus ). 本申请表格所使用词语与哈尔滨银行股份有限公司 ( 「本行」 ) 於2014年3月19日刊发的招股书 ( 「招股书」 ) 所界定词语相同. Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in the United States without registration or an exemption from registration under the U.S. Securities Act. 本申请表格及招股书概不构成在香港以外任何司法权 区的出售要约或游说购买任何香港发售股份的要约.若无根拦とǖ羌腔蚧砻獾羌,则香港发售股份不得在美国 提呈发售或出售. This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction. 在 任何根钡胤坏梅⑺汀⑴煞⒒蚋粗票旧昵氡砀窦罢泄墒榈乃痉ㄈㄇ,概不得发送、派发或复制 (不论以任何方式,也不论全部或部分) 本 申请表格及招股书. Copies of the Prospectus, all related Application Forms and the other documents speci?ed in the Documents Delivered to the Registrar of Companies and Available for Inspection section in Appendix IX to the Prospectus, have been registered by the Registrar of Companies in Hong Kong. Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the Hong Kong Stock Exchange ), Hong Kong Securities Clearing Company Limited ( HKSCC ), the Securities and Futures Commission of Hong Kong (the SFC ) and the Registrar of Companies of Hong Kong take no responsibility for the contents of these documents. 招股书、所有相关申请表格及招股书附录九 「送呈公司注册处及备查文件」 一节所述其他文件副本已送呈香港公司注册处登记.香港交 易及结算所有限公司、香港联合交易所有限公司 ( 「香港联交所」 ) 、香港中央结算有限公司 ( 「香港结算」 ) 、香港证券及期货事务监察委员会 ( 「证 监会」 ) 及香港公司注册处对此等文件的内容概不负责. Harbin Bank Co., Ltd.* 哈尔滨银行股份有限公司** (A joint stock company incorporated in the People'

s Republic of China with limited liability) (於中华人民共和国注册成立的股份有限公司) Stock code :

6138 股份代号:6138 Maximum Offer Price : HK$3.33 per H Share (payable in full on application in Hong Kong dollars, subject to refund on final pricing), plus brokerage of 1%, SFC transaction levy of 0.003% and Hong Kong Stock Exchange trading fee of 0.005% 最高发售价 : 每股H股3.33港元 (须於申请时以港元缴足, 多收款项将根钪斩塾枰酝嘶) , 另加1%经纪佣金、0.003%证监会交易徵费及 0.005%香港联交所交易费 You should read this Application Form in conjunction with the Prospectus, which contains further information on the application procedures. 招股书尚有关於申请程序的其他资料,因此本申请表格应与招股书一并阅读. Application Form 申请表格 To: Harbin Bank Co., Ltd. Joint Global Coordinators Joint Bookrunners The Hong Kong Underwriters Applicants'