PDF《Central China Securities Co., Ltd.》

Hong Kong Exchanges and Clearing Limited and The Stock Exchange of Hong Kong Limited take no responsibility for the contents of this announcement, make no representation as to its accuracy or completeness and expressly disclaim any liability whatsoever for any loss howsoever arising from or in reliance upon the whole or any part of the contents of this announcement.

Central China Securities Co., Ltd. (a joint stock company incorporated in

2002 in Henan Province, the People'

s Republic of China with limited liability under the Chinese corporate name 中原证券股份有限公司 and carrying on business in Hong Kong as 中州证券 ) (Stock Code: 01375) ANNUAL RESULTS ANNOUNCEMENT FOR THE YEAR ENDED

31 DECEMBER

2016 The board (the Board ) of directors (the Directors ) of Central China Securities Co., Ltd. (the Company ) hereby announces the audited annual results of the Company and its subsidiaries for the year ended

31 December 2016. This annual results announcement, containing the full text of the

2016 annual report of the Company, complies with the relevant requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited in relation to information to accompany preliminary announcements of annual results and have been reviewed by the audit committee of the Company. The printed version of the Company'

s

2016 annual report will be dispatched to the shareholders of the Company and available for viewing on the website of Hong Kong Exchanges and Clearing Limited at www.hkexnews.hk, the website of the Shanghai Stock Exchange at www.sse.com.cn and the website of the Company at www.ccnew.com around mid-April 2017. By order of the Board of Central China Securities Co., Ltd. Jian Mingjun Chairman Henan, the PRC

30 March

2017 As at the date of this announcement, the Board comprises executive Directors Mr. JIAN Mingjun and Mr. ZHOU Xiaoquan, non-executive Directors Mr. LI Xingjia, Mr. WANG Lixin, Mr. ZHANG Qiang, Mr. ZHANG Xiaoqi and Mr. YU Zeyang, and independent non-executive Directors Mr. YUAN Dejun, Mr. YUEN Chi Wai, Mr. NING Jincheng and Mr. YU Xugang.

1 Important

2 Material Risk Alert

3 Section

1 Definitions

4 Section

2 Company Profile and Key Financial Indicators

9 Section

3 Summary of the Company'

s Business

39 Section

4 Report of the Board of Directors

45 Section

5 Significant Events

99 Section

6 Changes in Ordinary Shares and Shareholders

119 Section

7 Preference Shares

128 Section

8 Directors, Supervisors, Senior Management and Staff

129 Section

9 Corporate Governance

147 Section

10 Corporate Bonds

177 Section

11 Financial Report

188 Section

12 Documents Available for Inspection

189 Section

13 Information Disclosure of Securities Company

190 Independent Auditor'

s Report

196 2 The Board, Supervisory Committee and Directors, Supervisors and senior management of the Company undertake that this annual report is true, accurate, complete and without any false record, misrepresentation or material omission and are severally and jointly liable therefor. This report has been deliberated and approved at the 31st meeting of the fifth Board and the 12th meeting of the fifth Supervisory Committee where all directors and supervisors were present respectively. No Directors, Supervisors or senior management declared that they could not guarantee nor had any objection to the truthfulness, accuracy and completeness of this report. The annual financial report for