PDF《Stock Code: 200160 Short Form》

A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss, explain reasons Applicable √ Not applicable In reporting period, the Company has no particular about items defined as recurring profit (gain)/loss according to the lists of extraordinary profit (gain)/loss in Q&

A Announcement No.1 on Information Disclosure for Companies Offering Their Securities to the Public --- Extraordinary Profit/loss II. Total number of shareholders at the end of this report period and top ten shareholders 1. Number of common shareholders and preference shareholders with voting rights recovered and top ten common shareholders In shares Total number of common shareholders at the end of report period 19,555 Total preference shareholders with voting rights recovered at end of reporting period (if applicable)

0 Top ten shareholders Shareholder'

s name Nature of shareholder Proportion of shares held Amount of shares held Amount of non-tradable shares held Number of share pledged/frozen State of share Amount Wang Dong Domestic natural person 29.49% 208,324,800 208,324,800 Frozen 208,324,800 China Everbright Securities (HK) Limited Overseas legal person 13.28% 93,833,093

0 GUOTAI JUNAN SECURITIES(HONGK ONG) LIMITED Overseas legal person 6.87% 48,524,062

0 Chengde North Industrial Corporation Domestic non-state-owned legal person 2.62% 18,517,651 18,517,651 Wang Zhengsong Domestic natural person 1.89% 13,327,891 13,327,891 Wang Wensheng Domestic natural person 1.03% 7,258,007

0 承德南江股份有限公司

2016 年第一季度报告正文

5 Zhou Haihong Domestic natural person 0.95% 6,708,495

0 Li Tianyun Domestic natural person 0.73% 5,158,000

0 Shanghai H.K. Wangguo Securities Overseas legal person 0.71% 4,995,920

0 Chen Yan Domestic natural person 0.57% 4,023,256

0 Top ten shareholders with tradable shares held Shareholder'

s name Amount of tradable shares held Type of shares Type Amount China Everbright Securities (HK) Limited 93,833,093 Domestically listed foreign shares 93,833,093 GUOTAI JUNAN SECURITIES(HONGKONG) LIMITED 48,524,062 Domestically listed foreign shares 48,524,062 Wang Wensheng 7,258,007 Domestically listed foreign shares 7,258,007 Zhou Haihong 6,708,495 Domestically listed foreign shares 6,708,495 Li Tianyun 5,158,000 Domestically listed foreign shares 5,158,000 Shanghai H.K. Wangguo Securities 4,995,920 Domestically listed foreign shares 4,995,920 Chen Yan 4,023,256 Domestically listed foreign shares 4,023,256 Zhao Ziying 3,286,616 Domestically listed foreign shares 3,286,616 VANGUARD TOTAL INTERNATIONAL STOCK INDEX FUND 3,182,875 Domestically listed foreign shares 3,182,875 Peng Wei 2,978,525 Domestically listed foreign 2,978,525 承德南江股份有限公司

2016 年第一季度报告正文

6 shares Explanation on associated relationship among the aforesaid shareholders The Company is unknown whether there exists associated relationship or belongs to consistent actor regulated by management method for acquisition of listed company among the above said shareholders. Explanation on top ten shareholders involving margin business (if applicable) N/A Whether top ten common shareholders or top ten common shareholders with un-restrict shares held have a buy-back agreement dealing in reporting period Yes √ No The top ten common shareholders or top ten common shareholders with un-restrict shares held of the Company have no buy-back agreement dealing in reporting period. 2. Total shareholders with preferred stock held and shares held by top ten shareholders with preferred stock held Applicable √ Not applicabl........