PDF《Expulsion List (Broker Company)》

General

11 Apr

2013 52 L I Far East Ltd.

311 N.A. Long Term (include LLT)

26 Sep

2013 53 First China Global Wealth Management Ltd. 首华环球理财有限公司

333 N.A. Long Term (exclude LLT)

14 Jan

2014 54 Glorious Star International Financial Services Limited 煜星国际金融服务有限公司

467 N.A. Long Term (include LLT) &

General

02 Jun

2015 55 All Focus Ltd.

555 Poon Chi Yung (潘志勇) Long Term (include LLT)

18 Aug

2015 56 Pan Asia Insurance Brokers Ltd. 环亚保险顾问有限公司

441 N.A. General

17 Aug

2016 57 Global Private Client Services Company Limited 环球富裕顾问有限公司

465 N.A. Long Term (include LLT) &

General

27 Sep

2016 58 Jo World Limited

677 N.A. Long Term (include LLT) &

General

03 Oct

2017 59 IFG Asset Management Ltd. 伯奇资产管理有限公司

610 N.A. Long Term (include LLT) &

General

12 Oct

2017 60 AIM Insurance Brokers Limited 香港经纬保险经纪有限公司

606 N.A. Long Term (include LLT)

31 Oct

2017 61 Union Capital Management Limited 六和资本管理有限公司

679 N.A. Long Term (include LLT) &

General

07 Feb

2018 62 Jiangyang International Asset Management Ltd. 江洋国际资产管理有限公司

499 N.A. Long Term (include LLT) &

General

14 Mar

2018 63 Luximan Insurance Consultants Ltd. 洛文保险顾问有限公司

15 N.A. Long Term (include LLT) &

General

05 Jun

2018 64 Joyful Financial Consulting Co. Ltd. 乐富财务策划有限公司

583 N.A. Long Term (include LLT) &

General

03 Jan

2019 65 Broadway Wealth Management Limited 博伟财富管理有限公司

163 N.A. Long Term (include LLT)

03 Jan

2019 66 KASZ Partners Limited

625 N.A. Long Term (include LLT) &

General

04 Jan

2019 67 Wellbeing Insurance Brokers Limited 中华民生保险经纪有限公司

620 N.A. Long Term (exclude LLT) &

General

07 May

2019 C.E.O. 行政总裁 Line(s) of Business Registered 登记业务围 Expelled Date 撤消日期 Yim Yau Kee Ricky 严有基 General 21. March

2005 Chan Chi Ming 陈志明 Long Term ( include LLT ) 1. February

2005 Chan Chung Tung 陈忠东 Long Term ( exclude LLT ) &

General 1. February

2005 Chan Po Man 陈宝文 Long Term ( include LLT ) &

General 1. February

2005 Cheng Ming Ngar 郑明雅 Long Term ( include LLT ) &

General 1. February

2005 Leung Kin Sung, Diana 梁见崧 Long Term ( include LLT ) &

General 1. February

2005 Soo Fattydad, Sandra Long Term ( exclude LLT ) 1. February

2005 Tsoi Lok Keung 蔡乐强 Long Term ( include LLT ) &

General 1. February

2005 Wong Sze Cheung 黄思翔 Long Term ( include LLT ) &

General 1. February

2005 Wong Yau Wing 黄攸荣 Long Term ( include LLT ) 1. February

2005 Young Wai Ying Payton 翁伟英 Long Term ( include LLT ) 1. February

2005 Pau Yuen Ling, Elsa 鲍婉玲 Long Term ( include LLT ) 28. May

2003 Cousins Pauline Ellen Long Term ( include LLT ) 13. January

2012 Lam Wai Man (林伟民) Long Term ( include LLT ) &

General 11. April

2013 撤消牌照名册(行政总裁) Expuls........