PDF《DIRECTORS, SUPERVISORS AND SENIOR》

1990 to February 1995, including deputy head of this bureau, mainly in charge of policy research in relation to state-owned asset management and internal management. He was also director of policy research office of policy and regulation department of the same bureau from March

1992 to February 1994, mainly in charge of SOE(s) reform and policy research. Mr. Wang was deputy general manager of our Company from February

1995 to November

1997 mainly in charge of investment banking business and financial management, secretary of Communist Party of China ( CPC ) party group of our Company from November

1997 to December

1998 and general manager of our Company from November

1997 to May 2001. Mr. Wang has been secretary of CPC party committee of our Company since December 1998, director of the Shanghai Stock Exchange since April

1999 and vice president of SAC since July 2002. In addition, Mr. Wang was a non-executive director of Shanghai Shimao Co., Ltd. (上海世茂股 份有限公司) from October

2000 to February

2009 (a company listed on the Shanghai Stock Exchange and its stock code is 600823). Mr. Wang has been a non-executive director of Shenzhen Development Bank Co., Ltd. (深圳发展银行股份有限公司) (a company listed on the Shenzhen Stock Exchange and its stock code is 000001) since June

2006 and an independent non-executive director of Shanghai Chlor-Alkali Chemical Co., Ltd. (上海氯碱化工股份有限 公司) (a company listed on the Shanghai Stock Exchange and its stock code is 600618) since December 2009. Mr. Li Mingshan (李明山), aged 59, serves as our General Manager and an executive Director. Mr. Li joined our Company in May

2001 and has been our General Manager since then. He has been our Director since November 28, 2002. He is fully in charge of the overall management of our operations. He has around

20 years of management experience in securities industry. Mr. Li graduated from East China Normal University as a post-graduate with a major in global economics in May

1998 and obtained a master'

s degree in business administration from Asia International Open University (Macau) in September 2000. Mr. Li is a senior economist recognized by Shanghai Professional Qualification Evaluation Centre* (上海市任职 资格评价中心) in June 2001. Mr. Li previously worked at CPC Shanghai Committee and guard department of Shanghai Public Security Bureau from May

1978 to January 1993, mainly in charge of safety and security. Mr. Li was previously vice general manager of Shanghai Shenyin Securities Co., Ltd. (上海申银证券公司, predecessor of Shenyin &

Wanguo Securities Co., Ltd. (申银万国证券股份有限公司)) from January

1993 to June

1996 and vice general manager of DIRECTORS, SUPERVISORS AND SENIOR MANAGEMENT C

275 C Shenyin &

Wanguo Securities Co., Ltd. from June

1996 to March 1998, mainly in charge of brokerage business. Mr. Li was also deputy general manager of the Shanghai Stock Exchange from March

1998 to May

2001 mainly in charge of communication, trading system and membership management. Mr. Li was a non-executive director and chairman of Haitong International Securities from January

2010 to April

2011 and also chairman of Haitong International Holdings from August

2010 to March 2011. Mr. Li has been deputy secretary of CPC party committee of our Company since March

2002 and a director of Fullgoal Fund Management since 2005. Non-executive Directors Mr. Qian Shizheng (钱世政), aged 59, serves as our Vice Chairman and a non-executive Director. Mr. Qian has been our Director and our Vice Chairman since May 30, 2006. Mr. Qian obtained a bachelor'