PDF《NOTIFICATION LETTER 通知信函》

(A joint stock limited company incorporated in the People's Republic of China with limited liability) (在中华人民共和国注册成立之股份有限公司) (Stock Code 股份代号:6837) NOTIFICATION LETTER 通知信函23 January

2015 Dear Shareholder, Haitong Securities Co.

, Ltd.* (the "Company") C Notice of Publication of Circular for the Extraordinary General Meeting and the H Shareholders' Class Meeting (the "Current Corporate Communication") The English and Chinese versions of the Current Corporate Communication are available on, and may be accessed under "Announcement and Circular" in the Investor Relations section of the Company's website at www.htsec.com and are also available on the website of The Stock Exchange of Hong Kong Limited at www.hkexnews.hk. If you have elected to receive corporate communications# in printed form, the printed form (or forms) of the Current Corporate Communication is (or are) enclosed. You may at any time choose to receive free of charge corporate communications either in printed form, or read the website version;

and either in English language version only, Chinese language version only or both language versions, notwithstanding any wish to the contrary you have previously conveyed to the Company. If you want to receive another printed version of the Current Corporate Communication, please complete the reversed Request Form and send it to the Company c/o the Company's H Share Registrar in Hong Kong (the "H Share Registrar"), Computershare Hong Kong Investor Services Limited, using the mailing label and need not to affix a stamp when returning (if posted in Hong Kong). Otherwise, please affix an appropriate stamp. The address of the H Share Registrar is 17M Floor, Hopewell Centre,

183 Queen's Road East, Wanchai, Hong Kong. The Request Form may also be downloaded from the Company's website at www.htsec.com or the website of The Stock Exchange of Hong Kong Limited at www.hkexnews.hk. If you would like to change your choice of language or means of receipt of the Company's corporate communications in future, please write to the Company c/o the H Share Registrar or send an email at [email protected]. Even if you have chosen (or are deemed to have consented) to receive all future corporate communications via electronic means but for any reason you have difficulty in receiving or gaining access to the corporate communications, the Company will promptly upon your request send the corporate communications to you in printed form free of charge. Should you have any questions in relation to this letter, please call the telephone hotline of the H Share Registrar at (852)

2862 8688 during business hours from 9:00 a.m. to 6:00 p.m., Monday to Friday, excluding public holidays. By order of the Board Haitong Securities Co., Ltd.* WANG Kaiguo Chairman # Corporate communications are all documents issued by the Company to holders of its securities for their information or action and include (but are not limited to) full and summary annual and interim financial reports (and all reports and accounts contained in them), notices of meetings, listing documents, circulars, forms of proxy and reply slips. *? For identification purpose only 各位股东: 海通证券股份有限公司 ( 「公司」 ) -股东特别大会及H股类别股东会议之通函 ( 「本次公司通讯」 ) 之发布通知 本次公司通讯之中、英文版本已上载於公司网站(www.htsec.com)之投资者关系内的 「公告与通函」网页及香港联合交易所有限公司披露易网站 (www.hkexnews.hk),欢迎查阅.如 阁下已选择收取公司通讯# 之印刷本,本次公司通讯随本函附上. 尽管 阁下早前曾向公司作出公司通讯收取方式或语言版本的选择,但仍可以随时更改有关选择,转为收取印刷本或以网上方式收取,同时也 可选择只收取英文版本、或只收取中文版本;